SEC Reports 348 Enforcement Actions in Fiscal Year 2026

The Securities and Exchange Commission (SEC) announced its enforcement results for fiscal year 2026, which ended on September 30. The Division of Enforcement reported a total of 348 enforcement actions, including 235 standalone cases and 113 follow-on administrative proceedings. The agency also secured $1.095 billion in monetary relief, consisting of $752 million in disgorgement and penalties. Two-thirds of standalone enforcement actions included charges against at least one individual, underscoring the SEC’s commitment to deterring misconduct and holding wrongdoers accountable. The cases targeted violations such as fraud, market manipulation, insider trading, and failures by gatekeepers, as well as breaches that compromised disclosure and financial reporting integrity. The SEC instituted 13 trading suspensions in response to suspected manipulation involving Asia-based issuers.

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